Disclosure
ARX|PANGAIA Disclosure Document
Company Name:
ARX Pangaia (Pty) Ltd
Company Registration Number:
2012/217911/07
Shareholders:
10% Ordinary Shares held by Kaqala Investments 41 P/L- Dugmore Family the Ultimate Beneficial Owner
40% Ordinary Shares held by Ahkuna Matata Trust – Dugmore Family the Ultimate Beneficial Owner
50% Ordinary Shares held by ARX Pangaia B.V. – Human Family the Ultimate Beneficial Owner
Class A Shares held by Employees
Financial Services Provider Number:
46078
Directors:
Jacobus Johannes Human
Lowina Frederika Dugmore
Key Individual:
Lowina Frederika Dugmore
Representatives:
Isel van der Merwe
Brendon Shaw
Johann Biermann
Grant Schuin
Representatives Under Supervision: Jacobus Johannes Human,
Nicholas Viljoen, Peet Du Plessis
Registered Physical Address:
5th Floor
Protea Place
c/o Protea Road and Dreyer Street
Claremont
7708
Registered Postal Address:
5th Floor
Protea Place
c/o Protea Road and Dreyer Street
Claremont
7708
Tel: 021 671 6904
Contact Persons:
Grant Schuin:
Mobile: +27823355563
Email: gschuin@arxinvest.com
Isel van der Merwe:
Mobile: +27825809062
Email: ivandermerwe@arxinvest.com
Brendon Shaw:
Mobile: +27845873804
Email: bshaw@arxinvest.com
Compliance:
Beanke Vermeulen
Multitask
Tel: 021 8514491
Fax: 0218514491
Legal Capacity:
ARX|PANGAIA is a financial services provider in terms of the FAIS Act with FSP Number 46078 and holds Category I and II Licences. Category I permits ARX|PANGAIA to provide non-automated advice and/or intermediary service to ARX|PANGAIA’s clients and Category II permits ARX|PANGAIA to provide a discretionary management service and/or intermediary service to ARX|PANGAIA’s clients. ARX|PANGAIA is licensed in the following categories:
Professional Indemnity Insurance:
Professional Indemnity is arranged via Chubb European Group SE up to a maximum group limit of indemnity of EUR 5m.
Fees:
Fees will be levied as stipulated in the client mandate.
Interest in Insurers:
Neither the company nor any director holds a shareholding of more than 10% in any registered financial services provider, classified as an insurer.
Conflict of Interest Policy and Complaints Resolution System:
A copy of our Conflict of Interest Policy and Complaints Resolution System can be obtained from our offices.